Mark L. Silvester
Mark L. Silvester is a Compliance Associate at Hardin Compliance Consulting LLC. Mr. Silvester specializes in compliance testing and monitoring, drafting policies and procedures, and preparing compliance reports to support registered investment advisers and private funds as part of a comprehensive compliance program.
Prior to joining Hardin Compliance Consulting in May of 2018, Mr. Silvester spent time as a banker at a regional bank, assisting clients with wealth management and financial planning services and working closely with the bank’s investment services division. Previously, Mark spent more than three years at Oppenheimer & Co., Inc., a full-service, dually registered broker-dealer and investment adviser, where he supported the firm’s regional offices, financial advisers and portfolio managers in both sales and compliance-oriented roles.
Mark has passed his Series 7, General Securities Representative, and Series 66, Investment Adviser Representative Securities’ examinations. He graduated from Pennsylvania State University in May of 2014 with a Bachelor of the Arts in Economics.Back to Team Page