Lorissa Frazier

Compliance Consultant

Direct: 513-834-8956
Email Lorissa

Lorissa Frazier is a Compliance Consultant with Hardin Compliance Consulting, LLC.  She has over fifteen years of experience in the financial services industry. She specializes in developing, monitoring and testing compliance programs, evaluating internal controls and helping clients prepare for SEC examinations.

Prior to joining Hardin Compliance Consulting, LLC, Ms. Frazier worked in a consulting capacity as a Senior Compliance Officer for various SEC Registered Investment Advisers. In this role she was responsible for developing policies and procedures, ongoing due diligence, annual reviews, compliance training, advertising review and regulatory filings. Prior to this position, she was a Compliance Manager for Fund Evaluation Group, LLC, where she assisted the CCO with the implementation and regulatory oversight of the firm’s policies and procedures. Ms. Frazier also served as the firm’s Business Continuity and Privacy Liaison.

Ms. Frazier graduated from the University of Cincinnati with a Bachelor of Business Administration in Finance.

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