Lisa M. Giovannelli
Lisa M. Giovannelli is a Partner and CAO at Hardin Compliance Consulting LLC. She has worked in the securities industry for over twenty-four years and has extensive experience in investment adviser regulation and compliance, as well as a solid knowledge of private fund operations.
Lisa counsels clients on a variety of investment management issues, including risk management, compliance with SEC regulations, establishing and evaluating compliance programs, and due diligence reviews. She has experience working with the regulators and provides advice to registered investment advisers regarding SEC examinations. Lisa also serves as Chief Compliance Officer for one of Hardin’s private fund clients.
Prior to joining Hardin Compliance Consulting LLC, Lisa served as a Manager in the Internal Audit department at Federated Investors, Inc. where she managed financial and compliance audits for mutual funds, business unit operational engagements, and proprietary client compliance reviews. During her time at Federated Investors Inc., she also worked as a Client Services Manager where she managed client relationships supporting bank intermediary, trust, broker-dealer, and municipal clients.
Lisa graduated from Slippery Rock University with a bachelor of science in accounting.Back to Team Page