Jennifer L. Cagadas
Jennifer L. Cagadas is a Compliance Consultant with Hardin Compliance Consulting, LLC. She has more than 15 years of experience in the financial services industry with a strong background in broker-dealer and investment adviser compliance.
Before joining Hardin Compliance Consulting, Ms. Cagadas served as Associate Director of Supervision for The Northwestern Mutual Life Insurance Company, where she conducted annual compliance and investment product suitability reviews.
Ms. Cagadas specializes in developing and testing compliance programs, evaluating internal controls, and drafting compliance policies and procedures for investment advisers and broker-dealers. Before joining Northwestern Mutual, Ms. Cagadas worked in investment adviser compliance for more than ten years, with a heavy focus on compliance testing.
Ms. Cagadas holds the FINRA Series 7, 24, 9, 10, 63, and 65 licenses. She received a bachelor’s degree in psychology from the University of Iowa in 2003.Back to Team Page