Jeffrey C. Johnson
Jeffrey C. Johnson is a Compliance Consultant at Hardin Compliance Consulting LLC. He has worked in the securities industry for over 27 years, all of which were spent in compliance, internal audit and enterprise risk management. Mr. Johnson has a strong background in investment company regulatory compliance. He specializes in developing and testing compliance programs, evaluating internal controls and drafting compliance policies and procedures for investment advisers and broker-dealers.
Prior to joining Hardin Compliance Consulting LLC in May of 2016, Mr. Johnson managed a unit of the investor services risk management department at Federated Investors, Inc., where he oversaw the intermediary due diligence and account initialization and monitoring processes. He also served as an enterprise risk manager for the firm responsible for the risk committees overseeing investment management, derivative use, and counterparty exposure. During his tenure at Federated Investors, Inc., Mr. Johnson served as a manager in the internal audit department managing financial, operational and compliance audits. He also spent several years in the compliance department responsible for ensuring compliance with Blue Sky laws.
Mr. Johnson graduated from Allegheny College in 1993 with a bachelor of science in mathematics. He obtained his MBA from Robert Morris University in 2001.Back to Team Page