Heather A. Eastgate
Senior Compliance Consultant
Heather A. Eastgate is a Senior Compliance Consultant at Hardin Compliance Consulting LLC. She has over twenty years of experience in the securities industry. Ms. Eastgate specializes in developing, testing and maintaining compliance programs, evaluating internal controls, drafting compliance policies and procedures, reviewing and preparing annual compliance reports, and preparing for SEC examinations.
Prior to joining Hardin Compliance Consulting LLC in February 2008, Ms. Eastgate spent five years with Reed Smith, LLP in the investment management group where she assisted investment company administrators and advisers in connection with the offer, sale, and servicing of mutual funds, including compliance with the Investment Company Act of 1940, the Securities Act of 1933, and the Securities and Exchange Act of 1934. Ms. Eastgate also spent over five years at Federated Investors, Inc. where she prepared all disclosure and regulatory documents required for the maintenance of existing and newly created investment companies.
Ms. Eastgate received a bachelor of arts from Stetson University and a master’s of business administration from Duquesne University.Back to Team Page