Hardin Compliance Consulting is a full service compliance consulting firm, offering expert regulatory compliance solutions and advice to firms in the securities industry since its founding in 2006 by former SEC enforcement attorney, Matthew S. Hardin.
Our expert consulting team averages 20 years of experience in the securities and compliance industries and consists of former in-house securities attorneys, senior compliance managers, compliance professionals and senior audit professionals from several prominent financial institutions. Through the combined experience of our managing directors and consulting team, we have the expertise to help our clients build and maintain quality, customized compliance programs based on strong processes and a culture of compliance.
We distinguish ourselves from other compliance firms by providing hands-on, customized regulatory compliance solutions. We pride ourselves on being consistently at the forefront of new and changing rules and regulations affecting the financial services industry. This allows your specifically assigned consulting team to provide a level of service unique to our industry.
Allow our experts to analyze the rules and apply them to your firm’s business operations, while minimizing your regulatory compliance risk.