The 2020 IAA Investment Adviser Compliance Conference

JW Marriott, Washington, DC

Additional Information:

Attendee(s):   Matthew Hardin, David Rishel, Jaqueline Hummel

Matthew Hardin, President & CEO, David Rishel, Partner and Chief Operating Officer, and Jaqueline Hummel, Partner and Managing Director, will be attending the 2020 IAA Investment Adviser Compliance Conference at the JW Marriott in Washington, DC, from March 5-6, 2020.  With an agenda that is packed with timely and diverse topics, be sure to attend the Compliance Breakout Session “Life Cycle of an SEC Examination” on Friday, March 6th at 11:30 am.  Jaqi will be sharing her wealth of experience in this panel presentation.  Please stop by our booth and say hello, and email Jaqi at if you would like to arrange a meeting!