Hardin Teams-up with Bressler to Discuss Senior & Vulnerable Investors

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Senior & Vulnerable Investor Issues

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Wednesday, March 31, 2021

12:30 0 1:30 pm (ET)

Special Guest, Kristen Standifer of the Washington Securities Division and Vice-Chair of NASAA’s Committee on Senior Issues & Diminished Capacity, joins Bressler and Hardin to discuss this important topic.  We will share best practices for broker-dealers and investment advisers to protect vulnerable clients while navigating the complex web of regulatory obligations under federal and state laws and FINRA rules.

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Meet the Panel

   Kristin Standifer             Andrew Mount         Carolyn Mendelson           Joelle Simms           Rochelle Truzzi       

Meet Kristen Standifer

Meet Andrew Mount Meet Carolyn MendelsonMeet Joelle SimmsMeet Rochelle Truzzi