Financial Markets Association Conference

Additional Information:

Attendee(s):   Matt Hardin

Our President and CEO, Matt Hardin, is speaking at this conference. This seminar focuses on current compliance topics, new rules or interpretations and regulatory initiatives for financial institutions and their affiliated broker dealers. Panel discussions are led by key market participants, and program discussions and workshops are structured for peer-to-peer learning. Open discussion is encouraged to develop solutions to key industry challenges and regulatory “hot button” priorities.