IA Watch*

04/16/19 @ 2:00 pm – 3:00 pm – One of our Managing Directors, Jill Grenda, spoke on a webinar panel with the theme, Real-Life Lessons Learned from Peers Who’ve Had to Implement their BCPs. We will link to the recorded webinar once available.      

Financial Markets Association Conference

05/01/19 – 05/03/19 @ All Day – Our President and CEO, Matt Hardin, is speaking at this conference. This seminar focuses on current compliance topics, new rules or interpretations and regulatory initiatives for financial institutions and their affiliated broker dealers. Panel discussions are led by key market participants, and program discussions and workshops are structured for peer-to-peer learning. Open discussion is encouraged […]

NSCP National Conference

10/21/19 – 10/23/19 @ 12:00 am – David Rishel, Partner and Chief Operating Officer, and Cara Sharbaugh, Compliance Consultant, will be attending the 2019 National Conference of the National Society of Compliance Professionals at The Hilton in Baltimore, Maryland from October 21-23. Please feel free to say hello. Hardin is sponsoring an afternoon snack break on Tuesday, October 21. Email Cara at […]