2019 FINRA District Compliance Seminar With the State of Pennsylvania
Where:
Radisson Hotel Harrisburg
Additional Information:
Attendee(s): Charles McGortey and Doug MacKinnon
Website: https://www.finra.org/events-training/conferences-events/2019-finra-district-compliance-seminar-state-pennsylvania
The PA Department of Banking and Securities is hosting a conference designed to keep investment professionals and their firms up-to-date on changes to federal and state securities laws and regulations.
Charles and Doug will be attending Day 1 and Day 2 of the conference.