Watch the videos below to get started on the tool you need for a complete compliance program.
Compliance Navigator® is a comprehensive, organized and efficient tool that can also be used by independent CCO users to implement their compliance program. It is continuously updated based on the regulatory environment and the experience of the team of consultants at Hardin Compliance.
BasisCode Personal Trading Manager
Compliance Navigator®, powered by BasisCode Compliance, can be utilized alongside the BasisCode Personal Trading Manager to enhance employee code of ethics reporting. The Personal Trading Manager allows clients to establish direct brokerage feeds for reporting employee transactions.
Click here to request more information on the BasisCode Personal Trading Manager.
Thank you for taking the time to watch our Compliance Navigator® videos and be sure to check out all of the services offered by Hardin Compliance. Please contact us with any questions. Call us at 724-935-6770 or send an email to email@example.com so that we can set up a time for one of our consultants to discuss your needs and how we can help. Hardin is always in your corner!