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Hardin Compliance LLC.

Stonewood Commons II
103 Bradford Road
Suite 200
Wexford, PA 15090

Phone: 833.942.2218
Fax: 1.724.935.6790

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Hardin Compliance LLC.
  • Approach
  • Services
    • Overview
    • Special Projects
    • Blue Sky Filing Service
  • Clients
    • FAQ
  • Our Firm
    • Overview
    • The Team
  • Blog
    • Regulatory Updates
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    • Compliance Navigator® Subscriber Portal
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Blog

The Compliance Informer

Tag: Training

Department of Labor | DOL Fiduciary Rule | ERISA | Fiduciary

DOL Conflict of Interest Rule: Impact on Investment Advisers Webinar

May 6, 2016 | by Jaqueline Hummel, Partner and Managing Director

Focus 1 Associates and Hardin Compliance Consulting presented a webinar covering what investment advisers need to know about DOL’s new “Conflict of Interest” Rule (formerly known as the “Fiduciary Rule”)…

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Compliance Programs | Training

7 Ugly Truths About Compliance: a Primer for new Chief Compliance Officers

March 1, 2016 | by Jaqueline Hummel, Partner and Managing Director

By:  Jaqueline M. Hummel, Managing Director February 11, 2016 Many compliance officers live in hope that if they ramp up their persuasive skills, engage employees with spectacular training presentations, and…

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Training

Are incentives more effective than training for compliance?

July 17, 2014 | by Jaqueline Hummel, Partner and Managing Director

By:  Jaqueline M. Hummel Managing Director, Hardin Compliance Consulting LLC July 17, 2014 I recently listened to a podcast from Freakonomics radio, called Why You should Bribe Your Kids. In…

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Hardin Compliance LLC.

Hardin Compliance LLC.

Stonewood Commons II
103 Bradford Road
Suite 200

Wexford, PA 15090

Phone: 833.942.2218
Fax: 1.724.935.6790

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