Check out recent contributions by Hardin’s own to the November 2019 issue of the National Society of Compliance Professionals’ (NSCP) Currents newsletter:
- “Top 10 Reasons to Hire an RIA Consulting Firm“, by Jaqueline Hummel, Partner and Managing Director, highlights the benefits of engaging a compliance consultant and is packed with helpful advice on selecting the best fit for your firm, given your needs and expectations.
- In “RATS! Is it December 1st Already?“, Cari Hopfensperger, Senior Compliance Consultant, reminds small fund families of their final compliance date in the race to the mutual fund liquidity rule finish line and provides practical perspective on how funds and their advisers are coping and complying.
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Have a compliance question or want an independent review of your compliance program? Hardin Compliance can help! Call us today at 1.724.935.6770, or visit our website at www.hardincompliance.com for more information.
Hardin Compliance Consulting provides links to other publicly-available legal and compliance websites for your convenience. These links have been selected because we believe they provide valuable information and guidance. The information in this e-newsletter is for general guidance only. It does not constitute the provision of legal advice, tax advice, accounting services, or professional consulting of any kind.