Hardin Teams-Up with Bressler to Discuss Senior Investor Issues

Senior Investor Webinar:  Special Guest, Kristen Standifer of the Washington Securities Division and Vice-Chair of NASAA’s Committee on Senior Issues & Diminished Capacity, joins Bressler and Hardin to discuss this important topic.  We will share best practices for broker-dealers and investment advisers to protect vulnerable clients while navigating the complex web of regulatory obligations under federal and state laws and FINRA rules.

 

Join the Conversation:

Wednesday, March 31, 2021

12:30 0 1:30 pm (ET)