Hardin Compliance Consulting Promotes LuAnne Garvey

Hardin is pleased to announce the promotion of LuAnne Garvey to Senior Compliance Consultant!

LuAnne joined Hardin just over three years ago, bringing with her a wealth of experience working with registered investment advisers, ETF Trusts, closed-end funds and broker-dealers.  In her role with her prior employer, LuAnn served as the Chief Compliance Officer for several of her clients.

LuAnne has proven to be a valuable asset to the firm, as well as her clients, given her outstanding work ethic, leadership abilities, and relationship-building skills.  She is a self-starter and consistently takes the initiative to expand her knowledge and expertise.  Hardin is grateful for her contributions to our compliance program and her striving to meet our goal to be recognized as the securities regulatory consultant of choice, through excellence in everything we do.

Please join us in congratulating LuAnne on her promotion!