Hardin is pleased to share this recent contribution to the National Society of Compliance Professionals (NSCP) Currents: Common Myths About Finders, Solicitors, Unregistered Broker-Dealers, and the “Issuer Exemption” by Partner and Managing Director, Jaqueline Hummel. Click here for a reprint of the article. This article provides practical advice to private fund managers on how to conduct fund-raising activities without running afoul of existing regulations.
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