Category: Private Placements
Blue Sky Filings | Private Equity Funds | Private Investment Funds | Private Placements | Regulatory Filings
The Devil is the Details Part 2: Form D and Blue Sky Filings Renewals and Amendments for Private Fund Managers
Read Part 1: The Devil is in the Details: A Primer on Form D and Blue Sky Filings for Private Fund Managers Private fund managers routinely rely on Regulation D (“Reg D”)…
Blue Sky Filings | Private Equity Funds | Private Investment Funds | Private Placements | Regulatory Filings
The Devil is in the Details: A Primer on Form D and Blue Sky Filings for Private Fund Managers
With all the filings regulators require these days, just getting started can seem daunting. Luckily, Hardin Compliance Consulting, LLC (HCC) is here to help! HCC has years of experience in…
Blue Sky Filings | Hardin News | Hedge Funds | Private Equity Funds | Private Investment Funds | Private Placements | Regulatory Filings
Hardin Compliance Now Offers Blue Sky Filings Services for Hedge and Private Fund Managers
Complying with Blue Sky Laws can be complicated and burdensome, and engaging outside counsel to perform the filings can be expensive. At Hardin, we have the consultants and tools necessary…
Compliance Programs | Form ADV | Investment Advisers Act | Investment Company Act | Private Equity Funds | Private Investment Funds | Private Placements | Regulatory Filings
Investment Advisers Compliance “To Do” list for 2016 SEC Regulatory Deadlines for Investment Advisers
Updated February 2016 By: Jaqueline M. Hummel, Managing Director Samuel W. Pangas, Compliance Associate With the help of Sam Pangas, my compliance colleague at Hardin Compliance Consulting, we have compiled…
Compliance Programs | Private Equity Funds | Private Investment Funds | Private Placements
2015 Regulatory Review for Investment Advisers, Hedge Funds and Private Equity Funds: Part 2 of a 2-part Series
November 6, 2015 By: Jaqueline M. Hummel, Managing Director As promised, I am continuing my two-part series, with this article providing additional recommendations for private equity and hedge fund managers…