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Hardin Compliance Now Offers Blue Sky Filings Services for Hedge and Private Fund Managers

Complying with Blue Sky Laws can be complicated and burdensome, and engaging outside counsel to perform the filings can be expensive.  At Hardin, we have the consultants and tools necessary…

Advertising and Marketing Regulation | Custody | Cybersecurity | Department of Labor | Form ADV | Hedge Funds | Pay to Play | Penetration Testing | Private Equity Funds

11 Key Takeaways for Updating your Compliance Program in 2018: Investment Advisers, Hedge Funds and Private Equity Funds

Based on our review of the investment adviser regulatory landscape of 2017, these are the top 11 recommendations for investment adviser CCOs for updating their compliance programs: The revisions to the…

Compliance Programs | Form ADV | Investment Advisers Act | Investment Company Act | Private Equity Funds | Private Investment Funds | Private Placements | Regulatory Filings

Investment Advisers Compliance “To Do” list for 2016 SEC Regulatory Deadlines for Investment Advisers

Updated February 2016 By: Jaqueline M. Hummel, Managing Director Samuel W. Pangas, Compliance Associate With the help of Sam Pangas, my compliance colleague at Hardin Compliance Consulting, we have compiled…

Advertising and Marketing Regulation | Hedge Funds | Investment Advisers Act | Performance Advertising and Reporting | Private Equity Funds | Private Investment Funds

How to Avoid “Cherry Picking” for Hedge Fund and Private Equity Fund Managers

July 16, 2014 By Jaqueline M. Hummel, IACCP®, AIFA® Managing Director For many hedge fund and private equity fund managers new to the world of SEC regulation, it comes as…