Hardin is pleased to share this recent contribution to the National Society of Compliance Professionals (NSCP)  Currents: Common Myths About Finders, Solicitors, Unregistered Broker-Dealers, and the “Issuer Exemption” by Partner…

Hardin is pleased to share this recent contribution to the National Society of Compliance Professionals (NSCP) Currents: “Form CRS and Reg BI are Here: Now What?“, by Senior Compliance Consultant, Doug…

Join Hardin Partner and Managing Director, Jaqueline Hummel, at the Practicing Law Institute’sTM “Fundamentals of Investment Adviser Regulation 2020“, a full-day webinar, on September 23, 2020.  Register for the event…

Hardin Compliance Consulting was recently featured in Fortune, Entrepreneur & Bloomberg Businessweek as a Pittsburgh business leader. Read more to learn something you may not have known about Hardin! Our…

Hardin is pleased to share this recent contribution to the May 2020 issue of the Investment Adviser Association’s (IAA) Compliance Corner. In Seven Mistakes to Avoid in Your Compliance Program, Jaqueline M. Hummel calls…

Hardin is pleased to share this recent contribution to the March 2020 issue of the National Society of Compliance Professionals’ (NSCP) Currents newsletter. In “Senior Safe” Legislation – A Carrot and…

Jaqueline Hummel, Partner and Managing Director, and Cari Hopfensperger, Senior Compliance Consultant, have been recognized by JD Supra as among the top ten authors writing on compliance issues in 2019.  They…

Hardin Compliance Consulting remains up and running, and we do not anticipate any disruptions in client service. In response to the request from Allegheny County Officials and other governmental organizations,…

  Check out recent contributions by Hardin’s own to the November 2019 issue of the National Society of Compliance Professionals’ (NSCP) Currents newsletter: “Top 10 Reasons to Hire an RIA…

Don’t miss this Webinar on Tuesday, December 3rd from 2:00pm–3:00pm EST Four former state securities regulators, who met while working together through NASAA, will discuss current state law initiatives. Join…