Hardin Compliance Consulting was recently featured in Fortune, Entrepreneur & Bloomberg Businessweek as a Pittsburgh business leader. Read more to learn something you may not have known about Hardin! Our…

Hardin is pleased to share this recent contribution to the May 2020 issue of the Investment Adviser Association’s (IAA) Compliance Corner. In Seven Mistakes to Avoid in Your Compliance Program, Jaqueline M. Hummel calls…

Hardin is pleased to share this recent contribution to the March 2020 issue of the National Society of Compliance Professionals’ (NSCP) Currents newsletter. In “Senior Safe” Legislation – A Carrot and…

Jaqueline Hummel, Partner and Managing Director, and Cari Hopfensperger, Senior Compliance Consultant, have been recognized by JD Supra as among the top ten authors writing on compliance issues in 2019.  They…

Hardin Compliance Consulting remains up and running, and we do not anticipate any disruptions in client service. In response to the request from Allegheny County Officials and other governmental organizations,…

  Check out recent contributions by Hardin’s own to the November 2019 issue of the National Society of Compliance Professionals’ (NSCP) Currents newsletter: “Top 10 Reasons to Hire an RIA…

Don’t miss this Webinar on Tuesday, December 3rd from 2:00pm–3:00pm EST Four former state securities regulators, who met while working together through NASAA, will discuss current state law initiatives. Join…

David Rishel, Partner and Chief Operating Officer, and Cara Sharbaugh, Compliance Consultant, will be attending the 2019 National Conference of the National Society of Compliance Professionals at The Hilton in…

Jaqueline Hummel, Partner and Managing Director will be attending the NRS Fall 2019 Compliance Conference from October 15 through October 18, 2019 at the Hyatt Regency in Huntington Beach, California. …

We are excited to share with you our NEW videos showcasing Hardin Compliance Consulting’s Compliance Navigator™ program powered by BasisCode Compliance. Our comprehensive program can be used by independent CCO…