Hardin Compliance Consulting partner and managing director, Jaqueline Hummel, has been recognized by JD Supra as one of the top five authors writing on compliance issues in 2018.  “I’m delighted…

Don’t miss IA Watch’s FREE webinar, Real-Life Lessons Learned from Peers Who’ve Had to Implement their BCPs on April 16  from 2:00 p.m. to 3:00 p.m. EDT.  This webinar features…

Sarah (LeDonne) D’Amico, Managing Director and Cari Hopfensperger, Senior Compliance Consultant will be attending the Charles Schwab 2019 Compliance Solutions National Conference at The Peabody in Memphis, Tennessee from Wednesday,…

Drafting the annual review of your investment adviser compliance program takes time and careful consideration.  At Hardin, we have the expertise to provide an independent review of your compliance program,…

Jaqueline Hummel, Partner and Managing Director, will be attending the 2018 NSCP National Conference in Atlanta, Georgia from Monday, October 29 through Wednesday, October 31 at the OMNI Atlanta Hotel…

Jaqueline Hummel, Partner and Managing Director, and Carolyn Mendelson, Senior Compliance Consultant will be attending the 2018 Ohio Securities Conference on October 26, 2018, at the Westin Great Southern Columbus…

Complying with Blue Sky Laws can be complicated and burdensome, and engaging outside counsel to perform the filings can be expensive.  At Hardin, we have the consultants and tools necessary…

Jaqueline Hummel, Partner and Managing Director of Hardin Compliance Consulting will be providing an insider’s view from a consulting firm’s experience during 32 SEC investment advisers’ exams.  The presentation will…

Pittsburgh, PA September 15, 2017 — Hardin Compliance Consulting LLC is pleased to announce the addition of David Blue as Managing Director, Strategic Planning. According to CEO Matt Hardin, “David will…

May 5, 2017 Wexford, PA — Hardin Compliance Consulting LLC is pleased to announce that Jill M. Grenda has been promoted to Managing Director, and Sarah R. LeDonne, IACCP®, has been…