Category: Hardin News
Annual Compliance Program Review | Compliance Program Rule, Rule 206(4)-7 | Form ADV | Hardin News | Hedge Funds | Private Equity Funds | Regulatory Filings
No Time to write the Annual Review of your Compliance Program? Want Expert Advice on Drafting your Form ADV Update? Hardin Compliance can help!
Drafting the annual review of your investment adviser compliance program takes time and careful consideration. At Hardin, we have the expertise to provide an independent review of your compliance program,…
Hardin News
Hardin Compliance to Attend National Society of Compliance Professionals Annual Conference in Atlanta
Jaqueline Hummel, Partner and Managing Director, will be attending the 2018 NSCP National Conference in Atlanta, Georgia from Monday, October 29 through Wednesday, October 31 at the OMNI Atlanta Hotel…
Hardin News
Hardin Compliance to Attend Ohio Securities Conference
Jaqueline Hummel, Partner and Managing Director, and Carolyn Mendelson, Senior Compliance Consultant will be attending the 2018 Ohio Securities Conference on October 26, 2018, at the Westin Great Southern Columbus…
Blue Sky Filings | Hardin News | Hedge Funds | Private Equity Funds | Private Investment Funds | Private Placements | Regulatory Filings
Hardin Compliance Now Offers Blue Sky Filings Services for Hedge and Private Fund Managers
Complying with Blue Sky Laws can be complicated and burdensome, and engaging outside counsel to perform the filings can be expensive. At Hardin, we have the consultants and tools necessary…
Compliance Program Rule, Rule 206(4)-7 | Examinations and Audits | Hardin News | Training
Jaqueline Hummel to speak at Cincinnati Compliance Roundtable on SEC Exams
Jaqueline Hummel, Partner and Managing Director of Hardin Compliance Consulting will be providing an insider’s view from a consulting firm’s experience during 32 SEC investment advisers’ exams. The presentation will…
Hardin News | Hardin Press Releases
Hardin Compliance Consulting announces David Blue has joined the firm as Managing Director, Strategic Planning
Pittsburgh, PA September 15, 2017 — Hardin Compliance Consulting LLC is pleased to announce the addition of David Blue as Managing Director, Strategic Planning. According to CEO Matt Hardin, “David will…
Hardin News | Hardin Press Releases
JILL GRENDA AND SARAH LEDONNE PROMOTED AT HARDIN COMPLIANCE CONSULTING
May 5, 2017 Wexford, PA — Hardin Compliance Consulting LLC is pleased to announce that Jill M. Grenda has been promoted to Managing Director, and Sarah R. LeDonne, IACCP®, has been…
Hardin News
Matthew Hardin to speak at the FMA Securities Compliance Seminar
FMA Securities Compliance Seminar April 26 – 28, 2017 Matthew S. Hardin, CEO of Hardin Compliance Consulting will be participating in the FMA Securities Compliance Seminar. Hardin Compliance Consulting is…
Hardin News
David Rishel to speak at the 2017 Canada Operational Leaders Summit
HFM Canada Operational Leaders Summit 2017 Wednesday, February 22, 2017 (9:30 AM – 10:15 AM) David Rishel, Partner and COO of Hardin Compliance Consulting will be speaking at the…
Hardin News
Happy New Year and Thanks for your Support!
To clients, colleagues, friends and compliance professionals: I hope you all had a great holiday season and a chance to enjoy family and recharge for the New Year. I believe…