Jaqueline Hummel, Partner and Managing Director, will be attending the 2018 NSCP National Conference in Atlanta, Georgia from Monday, October 29 through Wednesday, October 31 at the OMNI Atlanta Hotel…

Jaqueline Hummel, Partner and Managing Director, and Carolyn Mendelson, Senior Compliance Consultant will be attending the 2018 Ohio Securities Conference on October 26, 2018, at the Westin Great Southern Columbus…

Complying with Blue Sky Laws can be complicated and burdensome, and engaging outside counsel to perform the filings can be expensive.  At Hardin, we have the consultants and tools necessary…

Jaqueline Hummel, Partner and Managing Director of Hardin Compliance Consulting will be providing an insider’s view from a consulting firm’s experience during 32 SEC investment advisers’ exams.  The presentation will…

Pittsburgh, PA September 15, 2017 — Hardin Compliance Consulting LLC is pleased to announce the addition of David Blue as Managing Director, Strategic Planning. According to CEO Matt Hardin, “David will…

May 5, 2017 Wexford, PA — Hardin Compliance Consulting LLC is pleased to announce that Jill M. Grenda has been promoted to Managing Director, and Sarah R. LeDonne, IACCP®, has been…

FMA Securities Compliance Seminar April 26 – 28, 2017  Matthew S. Hardin, CEO of Hardin Compliance Consulting will be participating in the FMA Securities Compliance Seminar.  Hardin Compliance Consulting is…

HFM Canada Operational Leaders Summit 2017 Wednesday, February 22, 2017 (9:30 AM – 10:15 AM)   David Rishel, Partner and COO of Hardin Compliance Consulting will be speaking at the…

To clients, colleagues, friends and compliance professionals: I hope you all had a great holiday season and a chance to enjoy family and recharge for the New Year.  I believe…

Wealthmanagement.com recently published “New SEC Rules Increase Scrutiny of Outside Compliance Chiefs. ” The article discusses the latest Form ADV amendments, including the requirement to disclose whether investment advisers outsource their…