Category: Business Continuity and Disaster Recovery
Business Continuity and Disaster Recovery | COVID-19 Pandemic | Cybersecurity | IT Compliance
FBI and CISA Warn of Increased Hacking Attempts of Video Teleconferencing Applications… Steps You Can Take
CISA (The Cybersecurity and Infrastructure Security Agency within the Department of Homeland Security) recently released an alert calling attention to FBI guidance on hacking attempts of video teleconferencing (VTC) applications. …
Business Continuity and Disaster Recovery | Chief Compliance Officer | Cybersecurity | Hardin News | Liquidity | SEC News
Practical Tips for Compliance Professionals for Dealing with the COVID-19 Pandemic
Hardin Compliance Consulting remains up and running, and we do not anticipate any disruptions in client service. In response to the request from Allegheny County Officials and other governmental organizations,…
Business Continuity and Disaster Recovery | Hardin News | Hardin Press Releases
IA Watch Webinar on Real-Life Lessons on BCPs with Jill Grenda, Managing Director at Hardin Compliance Consulting
Don’t miss IA Watch’s FREE webinar, Real-Life Lessons Learned from Peers Who’ve Had to Implement their BCPs on April 16 from 2:00 p.m. to 3:00 p.m. EDT. This webinar features…
Anti-Money Laundering | Business Continuity and Disaster Recovery | Code of Ethics | Compliance Program Rule, Rule 206(4)-7 | Compliance Programs | Form ADV | Investment Advisers Act | IT Compliance | Patriot Act | SEC News
2015 Regulatory Review for Investment Advisers, Hedge Funds and Private Equity Funds Part 1 of a 2 Part series
November 10, 2015 By: Jaqueline M. Hummel, Managing Director Toward the end of the year, I take an inventory of the changes to the SEC’s regulatory landscape in the past…