About the Blog

Hardin Compliance Consulting LLC (HCC) established this website to discuss regulatory compliance issues and strategies for compliance officers to be more effective. Our goal is to provide relevant, useful content for compliance officers, investment advisers, broker-dealers, hedge and private equity fund managers. We welcome your feedback!

The information on this site and the blog posts are not intended to be legal advice. DO NOT take any action based solely on the content in this site. Seek independent professional advice.

Laws and regulations change often, so content on this site may become out of date. Although our goal is to provide relevant information about regulations affecting investment advisers and broker dealers, there is no guarantee that anything on this site is up to date, accurate or complete. Our posts are intended to be accurate as of the date they are posted, but there is no guarantee that the content will remain accurate after that date.

This site includes hyperlinks to other sites owned and operated by third parties. These links are provided for your convenience. HCC does not have any control over the contents of any linked websites or third parties. HCC makes no warranties or representations, express or implied, about the linked websites.