Regulatory Compliance Consulting
for Investment Advisers, Private Funds and Broker-Dealers.

Offering customized, regulatory compliance solutions for
financial services firms including outsourced CCO services
Services As Seen in Fortune Magazine The Team

Services

Comprehensive Regulatory Compliance Solutions

When it comes to business, you may listen to a consultant, but you trust your partners. At Hardin Compliance, our SEC and FINRA compliance experts form long-lasting partnerships for success.

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Clients

Personalized Compliance Services

We provide real-world, practical solutions based in a focused understanding of your business along with expert knowledge of RIA and Broker-Dealer compliance requirements.

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Our latest news and insights.

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