Regulatory Compliance Consulting
for Investment Advisers, Private Funds and Broker-Dealers.

Offering customized, regulatory compliance solutions for
financial services firms including outsourced CCO services
Services The Team

Services

Comprehensive Regulatory Compliance Solutions

When it comes to business, you may listen to a consultant, but you trust your partners. At Hardin Compliance, our SEC and FINRA compliance experts form long-lasting partnerships for success.

Learn More

Clients

Personalized Compliance Services

We provide real-world, practical solutions based in a focused understanding of your business along with expert knowledge of RIA and Broker-Dealer compliance requirements.

TEST
Learn More

Blog

Our latest news and insights.

More News